HCM Tactical Plus Fund

NORTHERN LIGHTS FUND TRUST III · 4 share classes

Actively managed U.S. equity fund
One fund, 4 share classes:HCMGXHCMDXHCMIXHCMSX
$2.21B NAV
32 positions · as of 2026-06-30 · filed 2026-08-27

Fund classification

Classified from what the fund holds · as of 2026 Q2

HCM Tactical Plus Fund is an actively managed U.S. equity fund.

Asset class
Equity
Region
United States
Management
Actively managed
Fund type
Open-end fund
Features
Fund of funds

Fund profile

As filed in the prospectus · 2025 Q4

Long-term capital appreciation.

Strategy · summarised

The fund uses a proprietary quantitative model called HCM-BuyLine that analyzes equity market trends to determine tactical allocation between equities and cash. When the model identifies an uptrend, the fund increases exposure to domestic equity securities and investment companies (including leveraged funds); when it identifies a downtrend, the fund shifts to cash, cash equivalents, or put options to reduce equity exposure and volatility. The fund may also hold call options when in the market and invests across sectors selected by the model based on relative strength. Because the fund's equity allocation and sector positioning depend entirely on the HCM-BuyLine's trend signals, performance will diverge from the broad market when those signals prove incorrect.

Expenses
1.73% 2.73%across 3 share classes
Share classExpense ratio
HCMGX1.98%
HCMDX2.73%
HCMIX1.73%

Portfolio turnover 264.00% · as of 2025 Q4

Allocation

Asset groups · long / short shown separately, never netted · 2026 Q2

100.11%
of net assets
Stocks96.58%
Cash & short-term3.54%

Latest quarter

What changed since the fund's previous filing

2026Q2 vs 2026Q1: 4 new1 exited

Largest new: PROSHARES TRUST ×3, IBKR

Exited: iShares Trust

Return profile

Chart:

Total return as filed — price change plus distributions reinvested · trailing figures to Apr 2026

Share class1-year3-year5-yearVolWorst fall
+38.28%+92.74%+58.29%20.55%-15.68%
+37.21%+88.41%+52.43%20.54%-15.82%
+38.67%+94.25%+60.32%20.57%-15.60%
+38.28%+92.71%+58.32%20.55%-15.67%

These classes hold the same portfolio, so the 7.89pp spread over 5 years is the cost difference between them — roughly 1.58pp a year — not a difference in what they own.

Cumulative return· Jul 2023 – Apr 2026

May 2026 and Jun 2026 have been filed since the trailing figures were struck, so they are not in the table above or the curve — every figure here shares one cut-off, which is what makes them comparable with other funds.

Holdings

By % of NAV · equity positions carry filed share counts · every resolvable issuer links to its company page

Issuer%NAVValue
INVESCO QQQ TRUST, SERIES 118.45%$408.11M
PROSHARES TRUST17.54%$388.10M
PROSHARES TRUST16.62%$367.72M
PROSHARES TRUST11.10%$245.65M
VANGUARD WORLD FUND9.03%$199.87M
TIDAL TRUST I4.88%$107.94M
ISHARES TRUST4.73%$104.70M
VANECK ETF TRUST4.18%$92.41M
HCM BBH SWEEP3.54%$78.21M
VANGUARD INDEX FUNDS3.37%$74.55M
Showing 10 of 32Sign in to see more

Reported price is the fund's own reported value divided by its own reported shares at 2026-06-30 — not a live quote, and not what the fund paid.

Top 10 positions are 93.44% of net assets, top 25 99.89%, across 28 issuers.

See more of this fund's book

More positions with filed share counts, and the quarter-over-quarter change list rather than the largest few — free with an account, no card required.

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