The Merger Fund

Merger Fund · 2 share classes

Actively managed U.S. equity fund
One fund, 2 share classes:MERFXMERIX
$2.53B NAV
365 positions · as of 2026-06-30 · filed 2026-08-28

Fund classification

Classified from what the fund holds · as of 2026 Q2

The Merger Fund is an actively managed U.S. equity fund.

Asset class
Equity
Region
United States
Management
Actively managed
Fund type
Open-end fund

Fund profile

As filed in the prospectus · 2026 Q2

The fund seeks to achieve capital growth by engaging in merger arbitrage.

Strategy · summarised

The fund pursues merger arbitrage by purchasing securities of announced acquisition targets at a discount to their expected value upon deal completion, seeking to profit from the spread between current price and completion value; the subadviser, Westchester Capital Management, LLC, manages day-to-day decisions and may employ hedging strategies including short sales and derivatives to manage issuer-specific risk. Because returns depend on successful completion of the specific transactions in which the fund invests, deal failure or delay directly impairs performance. The fund invests at least 80% of assets in merger-arbitrage securities and may hold significant cash positions between transaction closings.

Expenses
1.26% 1.55%across 2 share classes
Share classGrossNet
MERFX1.65%1.55%
MERIX1.36%1.26%

Net is what a holder pays after the adviser's contractual waiver; gross is before it. A waiver can expire.

Portfolio turnover 149.00% · as of 2026 Q2

Allocation

Asset groups · long / short shown separately, never netted · 2026 Q2

94.59%
of net assets
Stocks78.41%
Cash & short-term12.72%
Bonds3.56%
Loans0.25%
Derivatives-0.35%

Look-through blends 1 underlying fund; 0.0% of NAV was not looked through and stays direct-classified.

The outer band is exposure held short — written against the portfolio rather than part of it, which is why it sits outside the ring and why the two are never netted into one figure.

Sector allocation

The same holdings as Allocation above, grouped by market sector instead of asset type · as of 2026 Q2

100%
of net assets
International30.3%
Communication Services14.6%
Industrials13.3%
Other13.2%
8 smaller28.6%

Government, Securitized and Cash are non-corporate buckets; International is foreign holdings we don’t sector-classify, and Other is the residual (held funds, unresolved names).

Latest quarter

What changed since the fund's previous filing

2026Q2 vs 2026Q1: 111 new100 exited

Largest new: ARC RESOURCES LTD, CZR, ROKU, SHELL PLC, ORGANON & COMPANY, OGN, BORALEX INC, SEM

Largest exited: Clearwater Analytics Holdings Inc, Coterra Energy Inc, Sealed Air Corp., Proassurance Corp, Hologic Inc, Frontier Communications Holdings Llc, Masimo Corporation, HAYMAKER ACQUISITION CORP 4

Return profile

Chart:

Total return as filed — price change plus distributions reinvested · trailing figures to Apr 2026

Share class1-year3-year5-yearVolWorst fall
+5.60%-62.35%-87.29%1.07%-65.46%
+5.86%+17.72%+17.09%1.10%-2.14%

These classes hold the same portfolio, so the 104.38pp spread over 5 years is the cost difference between them — roughly 20.88pp a year — not a difference in what they own.

Cumulative return· Jul 2023 – Apr 2026

May 2026 and Jun 2026 have been filed since the trailing figures were struck, so they are not in the table above or the curve — every figure here shares one cut-off, which is what makes them comparable with other funds.

Debt profile

What this fund holds — value-weighted across its bond and securitized long positions · as of 2026-06-30

Avg coupon
8.50%
Avg maturity
3.27 yr
Coupon type

Share of the fund's debt by how its coupon behaves — the fact that decides whether a rate move reaches this portfolio at all.

6%
floating
Fixed rate94.4%
Floating rate5.6%
Maturity ladder

Share of the fund's debt value in each maturity band, shortest first.

<1y3-5y
<1y5.6%
1-3y36.8%
3-5y57.6%
Flagged holdings
Defaulted: none reported
In arrears: none reported
Paid in kind: none reported

Based on what filers reported; a filer that never reported a flag also reads as none.

Holdings

By % of NAV · equity positions carry filed share counts · every resolvable issuer links to its company page

Issuer%NAVValue
GOLDMAN SACHS TRUST7.63%$192.80M
ELECTRONIC ARTS INCEA6.19%$156.43M
NORFOLK SOUTHERN CORPNSC5.92%$149.65M
ENDEAVOR GROUP HOLDINGS INC5.68%$143.53M
WARNER BROS. DISCOVERY INCWBD5.45%$137.86M
GOLDMAN SACHS TRUST4.82%$121.76M
CHART INDUSTRIES INCGTLS4.68%$118.42M
WEBSTER FINANCIAL CORPWBS4.15%$104.93M
Virtus Event Opportunities TrustWCEIX4.15%$104.79M
ARC RESOURCES LTDAETUF2.74%$69.14M
Showing 10 of 365Sign in to see more

Reported price is the fund's own reported value divided by its own reported shares at 2026-06-30 — not a live quote, and not what the fund paid.

Top 10 positions are 51.41% of net assets, top 25 69.07%, across 268 issuers.

See more of this fund's book

More positions with filed share counts, and the quarter-over-quarter change list rather than the largest few — free with an account, no card required.

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